Hong Kong Stocks(Last Update : 10 Feb 2023)
Trading Transaction
Item Charge
1. Standard Commission Rate 0.25% of transaction amount, Minimum: HK$100
This is standard commission rate, for enquiries, please contact your designated salesperson.
2. Standard Margin Interest Rate  Standard Chartered Bank (Hong Kong) Prime Rate + 5%
3. Stamp Duty Before 17 Nov 2023:
0.13% of transaction amount (Less than HK$1 is also counted as HK$1)

On or after 17 Nov 2023:
0.10% of transaction amount (Less than HK$1 is also counted as HK$1)
4. Transaction Levy 0.0027% of transaction amount 
5. Trading Fee 0.005% of transaction amount
​0.00565% of transaction amount (Effective from 01 January 2023) 
6. CCASS Fee  0.002% of transaction amount, Minimum HK$2, maximum HK$100
7. Italian Financial Transaction Tax
(Collected for Italian Government)		 0.2% of transaction amount 
8. FRC Transaction Levy 0.00015% of transaction amount  (Effective Date on 01 January 2022)
(Rounded to the nearest cent)

 
 
CCASS
Item Charge
1. Transfer Deed Stamp Duty HK$5 per transfer deed
2. Physical Scrip Withdrawal HK$5 per board lot, minimum HK$100 
3. Physical Scrip Deposit Free of charge
4. Scrip Fee HK$1.5 per board lot or any part thereof (Div./Bonus) 
5. Scrip Fee on Out-of-money Rights Issues at Book Close Dates  Free of charge
6. Scrip Fee on the Delisting of Securities of Issuers Under Liquidation Free of charge
7. Real-time Settlement Instruction HK$300 (Please apply in advance)
8. S.I. - Scrip Delivery through CCASS  0.01% of stock market value on last trade day and HK$D100 handling fee
(On or before 14 Dec 2023)

HKD200 handling fee per instrument per instruction
(Starting from 15 Dec 2023)
9. Scrip Receipt through CCASS  Free of charge

 
 
Nominee Services Charges
Item  Charge
1. Collection of Dividend 0.5% of dividend amount, minimum: HK$20/US$5/CNY20
(Maximum: HK$10,000/US$1,500/CNY10,000) (Before 28 Feb 2023)
0.5% of dividend amount, minimum: HK$20/US$5/CNY15
(Maximum: HK$10,000/US$1,500/CNY10,000) ( Starting from 1 March 2023)
2. Collection of Rights HK$20/US$5/CNY15 per right/per transaction
3. Collection of Bonus Shares HK$20/US$5/CNY20 per stock/per transaction (Before 28 Feb 2023)
HK$20/US$5/CNY15 per stock/per transaction (Starting from 1 March)
4. Cash/Special Open/Condition Offer Charge Free of charge
5. Handling Share Consolidation/Split Charge Free of charge
6. Subscription of Rights and Warrants HKEX HK$0.8 per board lot, HK$1 per board lot and HK$30 handling fee (Odd lots to be charged as 1 lot)
7. Subscription of Covered Warrants  HKEX HK$0.8 per board lot, Standard charge of Registrar and Issuer and HK$1 per board lot, and HK$30 handling fee (Odd lots to be charged as 1 lot)
8. Subscription of CBBC, Privatization, Acquisition, Priority Subscription. etc. HKEX HK$0.8 per board lot (Odd lots to be charged as 1 lot)

 
 
Other Services Charges
Item  Charge
1. Handling Charge of Unclaimed Entitlement HK$800 per contract and 0.5% of gross dividend amount,
minimum HK$20 
2. IPO Application  Cash Application (HK$/CNY Cleared): HK$50/CNY50 handling fee per application
Margin Application(HK$/CNY Cleared): HK$100/CNY100 handling fee per application
3. Returned Cheque HKD200 per application
4. Real-time Quotation Services Real-time per quote: HK$0.05 per quote; 15 minutes delay: Free of Charge
Streaming Quotation: HK$280 per month
5. Custody Fee Free of charge
6. Providing Statement upon Extra Request Requested statement within last 6 month : Free of Charge
6 month ago and within 7 years: HK$50 per requested month
7. Dormant Account of Over 1 Year (with Cash or Stock Hold)  HKD100 per year
8. Administration fee for Extra Document HK$200 per document (on or before 14 Dec 2023)

Cancelled since 15 Dec 2023
9. Negative Interest Rate
                             
 EURO : NIL
YEN : NIL
CHF : NIL
(With effective from 1st June, 2023)
 10. S.I. - Scrip Delivery Others non-CCASS
(Oversea Shares / OTC)		 USD 100 handling fee per instrument per instruction
(plus extra charges from custodian, if any) 
 11. Standard Overdraft Interest of Cash Account  HKD: P+10%
Others: P+6.5%

 
 
The above charges are subjected to changes without prior notice by Yuanta Securities (Hong Kong) Company Limited.
You can bring the following documents and come in person to YSHK office or branches to open your account:
  1. Identity proof
    (ID card or valid passport)
  2. Residential address proof
    (Public utilities bills, bank statement copies or / and documents issued by departments of the Hong Kong Government)
If you are opening a Corporate Account, please refer to the check list below: